JW Cole Careers
Career Opportunities with JW Cole Financial
JW Cole Financial is an Independent Broker Dealer operating two Home Offices in Tampa and San Diego with Registered Representatives nationwide. JW Cole has a company mission to help our Advisors achieve their personal and business visions, and a passion to help our employees pursue their professional and life goals.
Investment Advisory Compliance Analyst
This critical position involves various aspects of the Firm's Advisory Business. Included are such things as trade review, creating ADV Part 2B's, 3rd Party Manager monitoring, and financial planning supervision.
Investment Advisory Principal & Supervisor
The position involves training, monitoring and supervision of the Firms advisory business. Included are such things as training advisers on the Firms advisory business; platforms, technology; and conducting complex surveillance, etc...
Advertising Compliance Officer
This position is responsible for reviewing and approving marketing communication such as advertising and sales literature. Such reviews are for both Registered Representatives and Investment Advisor Representatives.