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Firm Overview
FIRM INFORMATION
| Home Office: |
Tampa, Florida |
| Established: |
1998 |
| Ownership: |
Privately owned with no ties
|
| Web site: |
www.joinjw-cole.com |
| Clearing Firm: |
National Financial Services, LLC (NFS) |
FIRM STATISTICS
| # of Registered Representatives |
300
|
Average Rep Experience
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15 years
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Minimum Production
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None
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New Reps in 2009
|
102
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FIRM PRODUCT MIX (2008)
Variable Annuities/Variable Life
|
30%
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Advisory Fees
|
30%
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Mutual Funds
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15%
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General Securities
|
10%
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Fixed Annuities/Fixed Life
|
10%
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Alternative Investments
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<5%
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SERVICES OFFERED
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Transition Support:
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A Transition Expert will guide and support you with everything that you will need to make a timely & smooth transition.
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Corporate RIA:
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Multiple platforms include a large variety of Third Party Money Managers as well as self-managed platforms through NFS.
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Fixed Insurance & Annuities:
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Agreements with all major Life and Annuity carriers. Non-Variable Insurance commissions are not run through the grid, but are still applied toward your Securities gross production.
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Fixed Income Desk:
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Full service desk offering a wide variety of offerings, both initial and secondary.
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TECHNOLOGY
| Integrated Web Portal: |
JWConnect™
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NFS Brokerage Workstation:
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Streetscape®
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Wealth Reporting & Account Aggregation:
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Albridge Solutions
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Commission Analysis:
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XTIVA Financial Systems; commissions paid weekly as received
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Paperless Technologies:
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eBridge Solutions
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Form Filling Solutions
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Laser App Software
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