|
Order Routing
J.W. Cole Financial is required to make available quarterly reports that present a general overview of our routing practices. These reports identify the significant venues to which customer orders were routed for execution during the applicable quarter.
J.W. Cole Financial transmits the majority of our customer orders to our clearing firm, National Financial Services, LLC (NFS), Member NYSE/SIPC. NFS may then route these orders to various venues for execution.
Click here to view J.W. Cole's most current routing order information.
Customers of J. W. Cole may also request in writing a printed copy of this report.
|
